

A leading Contract of Differences (CFD) broker, part of a larger financial services conglomerate believed they had a market-leading CFD platform and wished to white-label to smaller brokers and potential competitors to offer to their customers.
Corporate, Wholesale and Investment Banking
Operations Strategy

A major European wholesale and investment bank with global reach asked for help meeting customer classification requirements.

Our client was setting up a new online gaming licensing authority and sought a partner to advise on compliance requirements and develop its Governance and Compliance Framework.

A major wholesale and retail bank with global reach had deficiencies it is AML governance framework and consequently with its KYC operations.