Consulting & Advisory

-

Corporate, Wholesale and Investment Bank

CLM Systems Selection and Implementation

A global wholesale bank wished to select and implement a strategic, scalable, flexible client lifecycle management application that would be able to support the customer assessment requirements of its KYC and MiFID programmes as part of its Compliance framework.

Download Case Study
The Client
A global wholesale bank.
The Challenge

The bank was running a number of global projects to satisfy Know Your Customer (KYC) requirements. The programme of work supported a global user base in excess of 1,100 in 57 countries worldwide and covered the risk re-assessment of existing customers, new client take-on and customer lifecycle management (CLM).

The Solution
Lysis provided a programme manager, a project manager, a senior project management officer (PMO) and a team of business analysts (BAs) to work within the bank's KYC operations management team to define requirements. Lysis resources were selected to provide experience of investment banking compliance and operations. They additionally provided extensive vendor management experience, coupled with strong organisational skills and in-depth experience of keeping complex programmes on track. Lysis personnel took responsibility for the requirements definition and Request for Proposal (RFP) creation. They also developed the methodology that were to be used for scoring the RFP responses and provided structured systems workshops for short-listed vendors. Lysis also took responsibility for the proof-of-concept and the management of a 20 member-strong implementation team covering business analysis, interface development and testing.
Results
The bank successfully met its regulatory deadlines and has been able to provide cost effective IT support for its global KYC initiatives.
Ready to chat about how we can help you?
Get in touch today!
Get in Touch
More Case Studies
Browse Case Studies

KYC Utility Strategy for a large Operator of Bank Infrastructure

A large operator of bank infrastructure wanted to develop a shared operating model and managed service for client lifecycle management (CLM), anti-money laundering (AML) and Know Your Customer (KYC).
Service
Consulting & Advisory
Industry
Asset/ Investment Management

AML Governance Review and Remediation for U.K. Branch of a major Asian bank

A U.K. Branch of a major Asian bank needed an in-depth review and enhancement of their AML governance framework. Lysis conducted a success review and drafted all required policies & procedures, and established a KYC Target Operating model.
Service
Operations & Resourcing
Industry
Corporate, Wholesale and Investment Bank

Market Abuse Legislation Review and MLRO Support

A prominent security services firm that forms part of a French multinational investment bank and financial services company asked Lysis to assist with the securities/back-office function within the multinational investment bank.
Service
Consulting & Advisory
Industry
Asset/ Investment Management

Offices across the globe.

UK

EU

USA

ASIA

SA