A US corporate bank in the UK needing BAU On-boarding resources
Corporate, Wholesale and Investment Banking
Client On-Boarding and AML Managed Service
A US corporate bank in the UK
The firm’s business was growing rapidly and they needed additional medium-term resource in the BAU On-boarding team.
Lysis provided a number of experiencedon-shore Client Outreach and CLM/AML analysts to supplement the BAU team. This has enabled the bank to meet itsregulatory obligations and business growth targets.
A significant UK and US corporate bank with questions around the quality of the firm’s AML capabilities and customer files
Following a visit from the regulator, a global inter-dealer broker was put under a Section 166 order.
Lysis reviewed the exchange’s AML/CTF framework which resulted to a successful maturity assessment review.
