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All firms must review their AML and broader FC programmes on a regular basis to ensure that it conforms to current regulatory requirements and are fit for purpose. With ever changing legislation, all firms should be vigilant in identifying and protecting themselves against potential money laundering activities to avoid financial scrutiny and hefty fines.
The checks and assessments are completed in line with the current industry regulations and best practice and benchmarked against the firm’s business model and risk appetite.
We provide a detailed plan to advise firms on the next steps that should be taken to meet the regulatory requirements
Our Health check and Maturity assessments can be tailored to meet the specific requirements of any firm
Our experts have extensive experience in understanding the expectations from global regulators around the world
A health check refers to a high-level review of the design of a framework and can identify major problem areas in a framework. A maturity assessment is more advanced and provides a detailed review of a firm’s framework which includes the testing of the effectiveness of the framework itself.
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