Our client was looking at options for the location of new Level 2 teams to support retail customers with affordability and suitability issues.
Gaming & Gambling
A Global Gaming Operator.
Our client was looking at options for the location of new Level 2 teams to support retail customers with affordability and suitability issues.
Lysis prepared an independent report on various location choices across Europe, Africa and Asia and recommended locations that we believed would be suitable for our client to locate Level 2 teamstaking in to account factors such as cost, education levels, availability of experienced staff, etc. The customer chose one of Lysis’ recommended locations.
A major European wholesale and investment bank with global reach was put under a Section 166 order due to regulatory concerns regarding their KYC and AML controls.
A major global bank approached Lysis to assist them with the implementation of a remedial programme o enable the client to meet their regulatory obligations arising from an FSA-imposed deadline.
A significant UK and US corporate bank with questions around the quality of the firm’s AML capabilities and customer files
