

A significant UK and US corporate bank with questions around the quality of the firm’s AML capabilities and customer files
Corporate, Wholesale and Investment Banking
KYC Remediation
A significant UK and US corporate bank
The bank had grown rapidly and an audit in late 2020 raised questions about the quality of the firm’s AML capabilities and customer files.
Lysis worked with the bank’s AML compliance and AML operations team to provide the following services:

A US corporate bank in the UK needing BAU On-boarding resources

Lysis reviewed the exchange’s AML/CTF framework which resulted to a successful maturity assessment review.

Assessment and remediation of the client monies safeguarding arrangements at a UK EMI.