Recently implemented the banking system and needed additional BAU resources
Corporate, Wholesale and Investment Banking
Client On-Boarding and AML Managed Service
A Japanese wholesale and investment bank witha global footprint
The firm has just implemented the Fenergo system and needed additional BAU on-boarding resources to bolster its in-house team.
Lysis provided a number of experienced on-shore Client Outreach and CLM/AML analysts, QCs and team leadership to supplement the BAU team. This has enabled the bank to meet its regulatory obligations and systems implementation targets. The Lysis team has also been involved in managing and mentoring bank staff and training bank BAU resources.
The merger of two global investment banks required the implementation of a single client onboarding firm structure and alignment of systems and procedure to a single global policy.
Our client wished to gain an ACPR Payment Institution license in France and asked for Lysis' assistance to prepare all the documents and for general support during the application process.
A major European wholesale and investment bank with global reach was put under a Section 166 order due to regulatory concerns regarding their KYC and AML controls.
