Recently implemented the banking system and needed additional BAU resources
Corporate, Wholesale and Investment Banking
Client On-Boarding and AML Managed Service
A Japanese wholesale and investment bank witha global footprint
The firm has just implemented the Fenergo system and needed additional BAU on-boarding resources to bolster its in-house team.
Lysis provided a number of experienced on-shore Client Outreach and CLM/AML analysts, QCs and team leadership to supplement the BAU team. This has enabled the bank to meet its regulatory obligations and systems implementation targets. The Lysis team has also been involved in managing and mentoring bank staff and training bank BAU resources.
An international institutional digital assets firm offering stablecoin-based cross-border brokerage services engaged Lysis Advisory to support its UK FCA registration under the Money Laundering Regulations (MLRs). The firm operates a multi-jurisdictional, technology-driven brokerage model providing access to deep cryptoasset liquidity for corporate and professional clients. Lysis was selected due to its strong track record of successful FCA applications and its ability to deliver a tailored regulatory framework aligned with current FCA expectations and adaptable to the upcoming FSMA-style regime.
A major European wholesale and investment bank with global reach was put under a Section 166 order due to regulatory concerns regarding their KYC and AML controls.
Our client had a new executive-level Money Laundering Reporting Officer (MLRO) and some new board members. Our client asked Lysis to run an AML Masterclass for UK AML Regulations.
