Recently implemented the banking system and needed additional BAU resources
Corporate, Wholesale and Investment Banking
Client On-Boarding and AML Managed Service
A Japanese wholesale and investment bank witha global footprint
The firm has just implemented the Fenergo system and needed additional BAU on-boarding resources to bolster its in-house team.
Lysis provided a number of experienced on-shore Client Outreach and CLM/AML analysts, QCs and team leadership to supplement the BAU team. This has enabled the bank to meet its regulatory obligations and systems implementation targets. The Lysis team has also been involved in managing and mentoring bank staff and training bank BAU resources.
Two global banks merged and Lysis was asked to manage the integration of the KYC Operations functions globally for the wholesale & Investment Banking division covering 200,000 customers and 65 countries.
A major wholesale and investment bank with global reach was placed under a Section 166 order regarding their KYC and AML controls.
Our client was looking at options for the location of new Level 2 teams to support retail customers with affordability and suitability issues.
