Recently implemented the banking system and needed additional BAU resources
Corporate, Wholesale and Investment Banking
Client On-Boarding and AML Managed Service
A Japanese wholesale and investment bank witha global footprint
The firm has just implemented the Fenergo system and needed additional BAU on-boarding resources to bolster its in-house team.
Lysis provided a number of experienced on-shore Client Outreach and CLM/AML analysts, QCs and team leadership to supplement the BAU team. This has enabled the bank to meet its regulatory obligations and systems implementation targets. The Lysis team has also been involved in managing and mentoring bank staff and training bank BAU resources.
Following a visit from the regulator, a global inter-dealer broker was put under a Section 166 order.
Our client was looking at options for the location of new Level 2 teams to support retail customers with affordability and suitability issues.
Our client had acquired a business from a competitor and had c.50-60 Payment Programme Managers and their programmes to on-board. They asked Lysis to supply a team of experts to do this work.
