Our client had a requirement to train some experienced operational staff in AML
Gaming Compliance
A National Gaming Licensing and Taxation Agent
Our client had a requirement to train some experienced operational staff in AML
Lysis leveraged its extensive library of off-the-shelf training material to structure a core course for the operational staff. We tailored the course to be suitable for the audience of experienced personnel, but with limited AML knowledge. We also used our knowledge of the licensing agent's operations to tailor the material to the requirements of their specific model. We delivered the five days of training over multiple three-hour sessions.
Our client was setting up a new online gaming licensing authority and sought a partner to advise on compliance requirements and develop its Governance and Compliance Framework.
The merger of two global investment banks required the implementation of a single client onboarding firm structure and alignment of systems and procedure to a single global policy.
Following a visit from the regulator, a global inter-dealer broker was put under a Section 166 order.
