Regulatory
Responses
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Assistance with preparation of the initial response to regulators
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Planning of necessary activity going forwards.
Regulatory Visit
Preparation
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Diagnostic health check measures your readiness against the supervisory risk assessment model
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Equips firms with the frameworks and structure to face regulatory challenge without concern
Section
166
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We can help our customers by doing a pre-S166 review, by supporting the firm through the review itself or by helping to design, manage and execute a S166 remediation programme