FINANCIAL CRIME COMPLIANCE: AML

• Managed service providing Client On-boarding, KYC Refresh, KYC Remediation, Client Classification (MiFID, FATCA, EMIR, Dodd-Frank), ongoing screening and monitoring against PEP & sanctions lists and negative/adverse news and AML Transaction Monitoring.

Screening and on-going monitoring of a firm’s clients and suppliers against domestic and international:

• Sanction lists

• Politically Exposed Persons (PEPs) lists

• Adverse media 

• Transaction Monitoring

• Sanction Screening & On-Going Monitoring

• Client Classification

• Provides CLM & KYC Managed Services for Real Estate Firms

• Service is scaleable to meet all requirements

• Service is fulltime management oversight by industry leading KYC Operation Managers

• Provision of experienced and fully trained AML Transaction Monitoring resources

• Low Cost processing: Out-sourced processing and review.

• Technology selection and implementation: End-to-end resourcing & case management software packages