• Section 166

• Regulatory visit Preparation

• Regulatory Responses

• Provides regulated institutions with an independent review of the AML Governance Frameworks and operational controls.

• Detailed report with recommendations to enhance AML controls in line with industry best practice and current regulations.

• Review of existing financial crime governance framework

• Review of existing financial crime provisions and AML policies

• Design and enhance AML policies and procedures

• Provide training on new policies and procedures

• Provision of experienced and fully trained AML Transaction Monitoring resources

• Low Cost processing: Out-sourced processing and review.

• Technology selection and implementation: End-to-end resourcing & case management software packages

Screening and on-going monitoring of a firm’s clients and suppliers against domestic and international:

• Sanction lists

• Politically Exposed Persons (PEPs) lists

• Adverse media 

• Reduction of the lead time taken to get KYC Analysts from recruitment to ready-to-work-on production cases.

• Collaboration with Cass Business School Executive Education

• Post-Graduate Course offers a executive-level accreditation in AML

• Provides knowledge of regulations, policies and procedures and best practices in the KYC and COB

• Design and provision of bespoke, tailor made AML & KYC Training Courses

• Helps understand the capabilities & training needs of existing personnel for staff selection, allocation to roles and team creation/enhancement.

• Provides quality management part of a framework ensuring all individuals and teams are completing KYC to a consistent standard and a good level of quality

• Management and support of the implementation of a vendor packages for KYC workflow, AML transaction monitoring and customer screening.

• Assistance to select the most appropriate off-the-shelf AML system

• Transaction Monitoring Technology Selection