Regulatory visit Preparation
Provides regulated institutions with an independent review of the AML Governance Frameworks and operational controls.
Detailed report with recommendations to enhance AML controls in line with industry best practice and current regulations.
Review of existing financial crime governance framework
Review of existing financial crime provisions and AML policies
Design and enhance AML policies and procedures
Provide training on new policies and procedures
Provision of experienced and fully trained AML Transaction Monitoring resources
Low Cost processing: Out-sourced processing and review.
Technology selection and implementation: End-to-end resourcing & case management software packages
AML Screening &
Screening and on-going monitoring of a firm’s clients and suppliers against domestic and international:
Politically Exposed Persons (PEPs) lists
Hire - Train - Deploy
Reduction of the lead time taken to get KYC Analysts from recruitment to ready-to-work-on production cases.
Collaboration with Cass Business School Executive Education
Post-Graduate Course offers a executive-level accreditation in AML
Provides knowledge of regulations, policies and procedures and best practices in the KYC and COB
Design and provision of bespoke, tailor made AML & KYC Training Courses
Helps understand the capabilities & training needs of existing personnel for staff selection, allocation to roles and team creation/enhancement.
Provides quality management part of a framework ensuring all individuals and teams are completing KYC to a consistent standard and a good level of quality
Management and support of the implementation of a vendor packages for KYC workflow, AML transaction monitoring and customer screening.
Assistance to select the most appropriate off-the-shelf AML system
Transaction Monitoring Technology Selection